Compliance & Aml Officer - Assistant Director, Milan Milano

Compliance & Aml Officer - Assistant Director, Milan
Milano
Lombardia, Milano

Compliance AML Officer - Assistant Director, MilanApply locations Milan time type Full time posted on Posted 2 Days Ago time left to apply End Date: January 31, 2025 (18 days left to apply) job requisition id JR013026About UsRothschild Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet. We have 4, 200 talented specialists on the ground in over 40 countries around the world, enabling us to deliver a unique global perspective across four market-leading business divisions – Global Advisory, Wealth Management, Asset Management and Five Arrows. As a family-controlled business built on relationships, we place a huge emphasis on our people and finding the right colleagues to take our business forward. Rothschild Co is committed to an inclusive and supportive environment where diversity and different perspectives are valued.

We are focused on the attraction and recruitment, development and retention and progression of high calibre talent to ensure we and our clients benefit from the value of difference. Rothschild Co Wealth ManagementWithin Wealth Management we offer an objective long term perspective on investing, structuring and safeguarding assets, to preserve and grow our clients' wealth.

We provide a comprehensive range of Wealth Management services to some of the world's wealthiest and most successful families, entrepreneurs, foundations and charities.

In an environment where short-term thinking often dominates, our long-term perspective sets us apart.

We believe preservation-first is the right approach to managing wealth. Overview of RoleThe role is Compliance AML Officer for Rothschild Co Wealth Management Italy SIM ('WM IT'), part of Rothschild Co Wealth, and reports to WM IT's Board of Directors and to WM IT CEO.

The Compliance AML Officer will work with senior management to manage and enhance an independent and objective compliance framework designed to add value and improve the firm's operations.

There will be an emphasis on helping the firm to mitigate risks, and build value with a full understanding of both the positive and negative potential of the risks involved.

We are looking for an individual on a permanent basis. Overview of Responsibilities – see also detailed attachmentAct as the firm's principal point of contact with regulatory authorities Consob, Bank of Italy, Ufficio Italiano Cambi and othersOwn and maintain the firm's compliance policy frameworkIdentify relevant proposed regulatory change and work with senior management to prepare for its impact on WM ITProvide regular appraisal for senior management as to the overall effectiveness of the control systems and monitoring framework including all proposed changes, recommending improvements where necessaryIn conjunction with the Risk department and Group Compliance, ensure the execution of a suitable Compliance Monitoring PlanProactively engage with a wide range of colleagues to promote and maintain a principled and client centric compliance culture throughout the firmArrange for all staff to be trained and coached, as necessary, in matters related to compliance with Italian regulatory requirementsEnsure that the Compliance function maintains its independence and objectivityProvide timely reporting to the firm's Board of Directors and ManagementEducation and QualificationsEducated to degree levelFurther professional qualifications desirableExperience, Skills and Competencies RequiredPrevious experience working in a senior level compliance capacity within Wealth Management is essentialPrevious experience of managing an organisation's relationship with Italian regulatorsWell-developed influencing and persuasion skills; able to promote both conceptual ideas as well as a change agendaAbility to present clear and concise information to a broad audienceSignificant problem solving and analytical skillsDemonstrate a hands-on approach with the willingness to be adaptable and flexible when neededExcellent written and verbal communication skills, capable of working with people at all levelsOur goal is to have a balanced, inclusive and flexible environment which enables all colleagues to achieve their personal and professional aspirations, and to ensure that Rothschild Co provides longer term opportunities for talent.

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