Compliance And Aml Manager Milano

Compliance And Aml Manager
Milano
Lombardia, Milano

As the Compliance and AML Manager, you will be responsible for defining the roadmap of the Compliance and AML activities in Italy, in close alignment with the region and corporate central functions.

You will ensure the compliance of DLL Italy in terms of regulations and internal guidance on Compliance, including Privacy, Conduct, AML, CTF, and Sanctions.

You will be part of the Italian Leadership Team and contribute to strengthening the compliance culture in the country.

You will manage a small team of Compliance and AML specialists.

Day to day:Primary point of contact for timely communication and reporting to local supervisory authorities; responsible for submission of SOS (suspicious transactions); part of the "Organismo di Vigilanza". Integrate all compliance & AML risk management processes into a coherent, consistent, and reliable compliance risk management framework, focusing on AML, counter-terrorism financing, transparency, corporate governance, and fraud, and perform related Compliance monitoring activities. Initiate and manage compliance projects to ensure proper implementation of country policies and procedures in accordance with global Compliance and AML/CTF and sanctions policies and standards. Monitor implementation of the Global Compliance Annual Plan, Regional Compliance Annual Plan, Local Compliance Annual Plans, and all other compliance activities. Provide training and advisory to the first line. Conduct controls as per the 'Three lines of responsibility model', manage regulatory & all other compliance incidents, including breaches of compliance policies, and escalate such incidents where appropriate. Provide timely and appropriate advice to the business on Compliance-related issues and questions. Work collaboratively with stakeholders and proactively escalate advice related requests that present potential risk to the business. Participate in the further development of a structured approach regarding the collection and identification of (new) regulatory obligations. Communicate decisions issued by the Global Compliance MT (GCMT) regarding all material compliance issues in the country local teams and execute any resulting directives. All members enjoy: Two working days per year volunteering for a local charity. Flexible hours with the possibility to work from home. "We not only live up to the expectations of our customers for today, but also anticipate their market needs of tomorrow. "

Minimum Requirements:Degree in Business Administration, Legal, or equivalent fields, with specialization in Compliance and AML subjects; ACAMS certifications are preferred. Experienced Chief Compliance Officer or Deputy Chief Compliance Officer with longstanding experience working on Italian financial regulation in an international regulated environment, with exposure to EU regulations and matrix organizations. Qualified Compliance or banking specialist, auditor, risk manager, compliance officer, or similar. Vast experience in similar or equivalent contexts, specializing in Compliance, Risk Management, or Audit in the Financial Services regulated environment. Expertise and thorough insights in both the wholesale and retail market and its compliance dynamics. Strong experience in an international setting and strong business background. Strong communication, collaboration, and interpersonal skills with the ability to speak with and influence senior management. Effectively multi-task and manage various projects with competing deadlines. Demonstrated success in achieving excellent results in a complex, international, matrix organization with multiple stakeholders. Firm, independent, and enthusiastic team player who can discuss compliance dilemmas with management constructively. Detailed knowledge of the EU and Italian regulatory framework and good understanding of international and local regulatory standards. Solid experience in dealing with regulators and respective requests. Solid project management experience as leader and project member. Proficiency in English and Italian. Good to know:Deadline for application: February 23rd (Due to high volume of applications this requisition may close prior to posted close date). Applications via email will not be reviewed. Please apply online via our career website. DLL appreciates the time you spend applying to our openings. We advise only those who qualify for an interview will be contacted. Hiring subject to successful completion of a background check.

DLL is an equal opportunity employer. We are committed to inclusive, barrier-free recruitment and selection processes and work environments. If contacted for an employment opportunity, please advise Human Resources if you require accommodation in accordance with our values and all applicable legislation.

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