Compliance Manager Lazio

Compliance Manager
Roma
Lazio, Lazio

We are currently looking for a Compliance Manager to join our fast growing and dynamic team. The Compliance Manager will be responsible for assisting the Head of Compliance and MLRO with overseeing and managing the Institution's compliance risks, ensuring compliance with regulatory requirements and providing effective guidance to the various functions on compliance matters. The successful candidate will report directly to the Head of Compliance and MLRO. Responsibilities: Assist with establishing, implementing and maintaining a risk-based framework in order for the Institution to fulfill its Compliance functions across all of its activities; Manage the Company's compliance framework in line with applicable regulations and industry best practice; Maintain a Compliance Obligations Register and conduct Compliance risk assessments, ensuring that appropriate controls are in place to manage identified risks; Ensure the Company's Compliance related policies and procedures are in place and up-to-date in line with latest regulatory updates; Assist with the preparation and execution of the Compliance Monitoring Plan; Be at the forefront of all compliance matters, effectively directly compliance efforts across the Institution; Act as an internal subject matter expert and provide effective guidance to the business on compliance matters, ensuring that all activities are conducted in compliance with applicable laws, regulations, and industry standards; Assist with the ongoing monitoring and reviewing of the communications and notification to and from regulatory bodies; Preparation and submission of periodic reporting to Regulators as necessary, as well as assisting with the management of regulatory reviews/visits and internal audits; Assist with the preparation of Compliance Reports to be presented to Management and Board of Directors; Support, where necessary, with Due Diligence activities performed by the Institution during client onboarding (B2B and B2C) and at ongoing monitoring stages; Assist with the preparation and delivery of effective training programmes to support all staff in keeping current with developments on compliance matters. Requirements: Minimum of 4 years' experience in a Compliance role at a financial institution or equivalent; A Higher Education Qualification in Business, Finance, or a related field; Knowledge of the applicable local and EU legislation and supporting regulations, particularly of PSD2, EMD2, Financial Institutions Act and Financial Institution Rules; Proficiency in English is essential; Ability to work in a rapidly changing regulatory environment; Ability to manage multiple tasks and meeting deadlines; Familiarity with the process of on-site and thematic inspections conducted by regulatory authorities and internal auditors would be desirable; Attention to detail and exceptional organisational skills; and Experience with leading a team. J-18808-Ljbffr