Head Of Compliance Department Bardi

Head Of Compliance Department
Bardi
Emilia Romagna, Bardi

At least 8 years experience gained in compliance departments of banks

Knowledge of and experience on the key banking compliance regulations

Our client is a leading banking group at global level.

Main Duties:

To establish and support the implementation of the relevant policy and procedures;

To evaluate and control regularly the compliance risk of the bank and therefore, to control that the procedures in place are well understood and respected;

Responsible to deal with D. lgs.

231/2001 related affairs and responsible to organize the implementation of D. lgs.

231/2001 at the branch level;

To organize compliance-related reports preparation at the branch level, such as annual questionnaire from Bank of Italy, AML self-assessment report

To inform on a timely basis the management and staff of the new rules that will affect our business and organization (law, regulation, best practices).

To ensure that appropriate training is provided when necessary for compliance purposes.

To liaise with the regulators on Compliance matters

To elaborate regular reports on Compliance to the Luxembourg Headquarters (Chief Compliance Officer)

To attend committees of the Branch

To deal with other assignments designed by the Chief Compliance Officer or the local Management.

AML/Compliance risk assessment:

measure and assess the non-conformity risk for the Branch, identifying and proposing any necessary remedial actions to mitigate and/or prevent any risk;

MLRO:

based on the delegation provided by the local management, act as Money Laundering Reporting Officer for the Branch;

Provide support to the Branch on Compliance and AML matters in regards to the implementation of new products or services, the suspension, the termination of the amendments;

Investigations:

conduct and/or coordinate any necessary control, check, and investigations related to AML and Compliance matters

Degree in Economics, Banking Science or Law

At least 8 years experience gained in Compliance Departments of Banks or other financial institutions (in-house or seconded as an external consultant);

Knowledge of and experience on the key Banking compliance regulations:

GDPR, CRS/FATCA/DAC6, D. lgs.

231/2001

Knowledge of Italian AML regulations and European standards is appreciated

Experience in drafting and implementing policies and procedures

Reporting skills to provide regular, clear, and synthetic informative flows to the relevant Management

Sound knowledge of Bank of Italy regulation and core banking practices

High drive, self-motivation, and problem-solving skills

Ability to work autonomously as part of a team

Good interpersonal, communication, presentation skills, confidentiality

Fluent written and verbal English proficiency