Wealth Management (Private Bank) - Market Supervisory Manager Vice President
DescriptionThis is a great opportunity to join Market Supervisory Management team in Milan. As a Market Supervisory Manager Vice President in Market Supervisory Management team you will be responsible for supporting the Wealth Management activities in Milan. Job responsibilitiesEscalate issues to senior management within all areas of the 1st, 2nd and 3rd lines of defenseProvide 1st level control and oversight of the investment businessReview and assess client trading activity and any potential suitability issues on a pre-execution basisReview and assessment of client suitability profiles based on data collected from clients and the front officeReview and assess investment concentration issues in client accountsReview and assess Email communications which trigger against firm wide policiesReview materials provided to clients to ensure they are appropriate and aligned to the clients investment objectives and needsReact to, manage and handle potential client situations e. g.
trading errors or client complaintsAttend front office meetings to provide relevant feedback and stay apprised of their current prioritiesPerform change management in respect of changes in policies / procedures / processes where these relate to investment activities e. g.
implementation and training on enhanced suitability framework; new trading protocol; etc. Investigate and report on Operational RiskRequired qualifications, capabilities, and skillsAt least 5 years of experience with financial institutions in first line of defense oversight and control, supervisory risk and control or related functionsBachelor's degree in business, finance, or related fieldA self-motivated individual who is enthusiastic and has a keen interest in risk and control frameworks as well as the regulatory landscapeExcellent organizational skills and attention to detail, including the ability to manage multiple work-streams to tight deadlines and re-prioritise as requiredThink like an owner with a business mind-set and able to deal with issues independentlyA strong interest in and sound understanding of financial markets, products and wealth management is prerequisite for any potential candidateStrong and proven experience gained within a financial institutions including monitoring experienceStrong communication and negotiation skills: the role will involve communicating with employees of varying levels, with diverse roles and different native languagesPreferred qualifications, capabilities, and skillsFluency in English and language of the platform.
Other languages are a bonus #J-18808-Ljbffr
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