Wealth Management (Private Bank) - Market Supervisory Manager Vice President Milano

Wealth Management (Private Bank) - Market Supervisory Manager Vice President
Milano
Lombardia, Milano

Description This is a great opportunity to join the Market Supervisory Management team in Milan.

As a Market Supervisory Manager Vice President in the Market Supervisory Management team, you will be responsible for supporting the Wealth Management activities in Milan.

Job Responsibilities Escalate issues to senior management within all areas of the 1st, 2nd, and 3rd lines of defense.

Provide 1st level control and oversight of the investment business.

Review and assess client trading activity and any potential suitability issues on a pre-execution basis.

Review and assess client suitability profiles based on data collected from clients and the front office.

Review and assess investment concentration issues in client accounts.

Review and assess email communications that trigger against firm-wide policies.

Review materials provided to clients to ensure they are appropriate and aligned with the clients' investment objectives and needs.

React to, manage, and handle potential client situations, e. g. , trading errors or client complaints.

Attend front office meetings to provide relevant feedback and stay apprised of their current priorities.

Perform change management in respect of changes in policies/procedures/processes where these relate to investment activities, e. g. , implementation and training on enhanced suitability framework; new trading protocol, etc.

Investigate and report on Operational Risk.

Required Qualifications, Capabilities, and Skills At least 5 years of experience with financial institutions in first line of defense oversight and control, supervisory risk and control, or related functions.

Bachelor's degree in business, finance, or related field.

A self-motivated individual who is enthusiastic and has a keen interest in risk and control frameworks as well as the regulatory landscape.

Excellent organizational skills and attention to detail, including the ability to manage multiple work-streams to tight deadlines and re-prioritize as required.

Think like an owner with a business mindset and able to deal with issues independently.

A strong interest in and sound understanding of financial markets, products, and wealth management is a prerequisite for any potential candidate.

Strong and proven experience gained within financial institutions, including monitoring experience.

Strong communication and negotiation skills: the role will involve communicating with employees of varying levels, with diverse roles and different native languages.

Preferred Qualifications, Capabilities, and Skills Fluency in English and the language of the platform.

Other languages are a bonus.

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